V. >> F ramework in Practice - Implementing and Monitoring Rights
>> Using indicators for human rights
or stakeholders, impact indicators are positive or
negative long-term effects on identifiable population
groups produced by a development intervention,
directly or indirectly, intended or unintended. These
effects can be economic, sociocultural, institutional,
environmental, technological or of other types.
Outcomes represent changes in development
conditions which occur between the completion of
outputs and the achievement of impact.10
So for a development programme on education,
one could identify indicators such as expenditure on
primary education as part of the said programme
(input); number of primary schoolteachers trained
by the programme (output); proportion of pupils
starting grade 1 who reach grade 5 (outcome);
and literacy rates (impact) to assess the performance of the programme in meeting its stated objectives. These indicators could be compared with the
indicators identified for the right to education
(chap. IV, table 6).
The input indicator can be related to process indicators such as the “annual public expenditure per
primary pupil as a percentage of GDP per capita”,
a common socioeconomic statistic compiled by
UNESCO, which is useful in assessing the (budgetary) efforts undertaken by a State to fulfil its obligations for implementing the right to primary education. The output indicator is similar to the process
indicator “density/proportion of primary schoolteachers fully qualified and trained”, which also
helps assess efforts made to implement the right. The
“proportion of pupils starting grade 1 who reach
grade 5” and “literacy rates”, both MDG indicators
and respectively outcome and impact performance
indicator, are also identified as outcome indicators
in the table on the right to education. They reflect,
to some extent, certain aspects of people’s enjoy-
ment of this right. So the performance indicators are
consistent and sometimes identical with the indicators identified for use in human rights compliance
assessments. As both indicator frameworks apply a
logical chain and cause-and-effect approach, they
potentially enrich each other.
However, the indicator framework for human rights
compliance assessments builds on the performance
assessment framework in several ways. Firstly, the
indicators identified for human rights assessments
are explicitly anchored in human rights standards.
This is, generally, not the case with performance
indicators, which are essentially related to and stem
from programme objectives. Secondly, the structural
indicators, which primarily capture the commitment
of a State (government agencies and other duty
bearers) to implement international human rights
standards are an important part of the human rights
compliance assessment framework, but are often
left outside the framework for performance indicators. This is the case with a structural indicator like
the “time frame and coverage of a plan of action
adopted by the State to implement the principle of
compulsory primary education free of charge for
all” (chap. IV, table 6 ), which, though potentially
useful for development programmes on education,
may not even be considered in a performance
assessment framework.11 The use of this indicator
in human rights compliance assessments will inform
and reinforce the commitment of a State to fulfilling
its human rights obligations and help in identifying
benchmarks and holding the State accountable for
implementing the right to universal primary education. Finally, by defining the process indicators
in terms of the duty bearer’s efforts under way
to promote or protect a right, the human rights
compliance assessment framework incorporates the
three distinct categories of input, output and out-
10. More generally, results include the output, outcome or impact (intended or unintended, positive and/or negative) of a development
intervention, which may flow over or beyond the lifespan of an intervention (see Glossary of Key Terms in Evaluation and Results
Based Management).
11. Article 14 of the International Covenant on Economic, Social and Cultural Rights emphasizes the need for State parties to adopt
a “plan of action for the progressive implementation, within a reasonable number of years, to be fixed in the plan, of the principle
of compulsory education free of charge for all”.
Human Rights Indicators
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